Samuel Y Lee

Employer firm

Svrn Asset Management, LLC CRD 222518

$231M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Svrn Asset Management
  Austin, TX

Other Businesses

Militia Investments, LLC is an SEC-registered investment adviser (an investment-related business). Its address is 111 Congress Avenue, Suite 500, Austin, TX 78701. Samuel Lee is Managing Member and Chief Compliance Officer at Militia Investments, LLC since May 2024. Samuel Lee devotes approximately 40 hours/month to Militia Investments, LLC, and 20 hours during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-03-20