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Samuel Y Lee

Svrn Asset Management, LLC

Austin, TX

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Current Employers
Svrn Asset Management, Llc

500 W 2Nd St Suite 1900, Austin, TX 78701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-06-16
  • TX RA
    APPROVED_RES
    Since 2015-06-16

Branch Locations

500 W 2Nd St Suite 1900, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Svrn Asset Management Austin TX 03/2015 Present
  • 03/2015 → Present
    Svrn Asset Management
    Austin, TX
Other Businesses

Militia Investments, LLC is an SEC-registered investment adviser (an investment-related business). Its address is 111 Congress Avenue, Suite 500, Austin, TX 78701. Samuel Lee is Managing Member and Chief Compliance Officer at Militia Investments, LLC since May 2024. Samuel Lee devotes approximately 40 hours/month to Militia Investments, LLC, and 20 hours during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-20
  • S65 Uniform Investment Adviser Law Examination
    2015-03-20

View on SEC IAPD

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