John Klingler

Employer firm

Secfi Advisory Limited CRD 306961

$226M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → Present
  Secfi Securities, Llc
  New York, NY
• 06/2016 → 08/2019
  Factset Research Systems, Inc.
  Chicago, IL
• 08/2019 → 08/2021
  Open Invest Co.
  Chicago, IL
• 01/2023 → Present
  Secfi Advisory Limited
  New York, NY

Other Businesses

KLINGLER INVESTMENTS, LLC, 12437 STRATFORD RIDGE COURT, CREVE COEUR, MO 63141, INVESTMENT RELATED, NATURE OF THE BUSINESS: THE LLC IS FORMED FOR THE PURPOSE OF PURCHASING, OWNING, SELLING AND OTHERWISE DEALING WITH REAL ESTATE, STOCKS, BONDS, MONEY MARKET ACCOUNTS OR OTHER SECURITIES OF ANY KIND OR DESCRIPTION, START DATE: 12/29/2019, TITLE: OWNER, HOURS: ON AVERAGE 0 HOURS, OCCUR DURING BUSINESS HOURS: NO.

Exams

• S66 Uniform Combined State Law Examination
  2022-09-26
• S63 Uniform Securities Agent State Law Examination
  2021-12-13