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25 Broadway 10Th Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secfi Securities, Llc | New York | NY | 08/2021 | Present |
| Factset Research Systems, Inc. | Chicago | IL | 06/2016 | 08/2019 |
| Open Invest Co. | Chicago | IL | 08/2019 | 08/2021 |
| Secfi Advisory Limited | New York | NY | 01/2023 | Present |
KLINGLER INVESTMENTS, LLC, 12437 STRATFORD RIDGE COURT, CREVE COEUR, MO 63141, INVESTMENT RELATED, NATURE OF THE BUSINESS: THE LLC IS FORMED FOR THE PURPOSE OF PURCHASING, OWNING, SELLING AND OTHERWISE DEALING WITH REAL ESTATE, STOCKS, BONDS, MONEY MARKET ACCOUNTS OR OTHER SECURITIES OF ANY KIND OR DESCRIPTION, START DATE: 12/29/2019, TITLE: OWNER, HOURS: ON AVERAGE 0 HOURS, OCCUR DURING BUSINESS HOURS: NO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-13 |
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