Peter Gregory Saffell

CRD 6480535

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-01
SD	RA	APPROVED	2018-07-16

TX RA
APPROVED

Since 2020-04-01
SD RA
APPROVED

Since 2018-07-16

Branch Locations

909 St. Joseph Street 6Th Floor, Rapid City, SD 57701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
All American Roofing & Sales, Inc.	Rapid City	SD	03/2016	02/2018
Morgan Stanley	Rapid City	SD	02/2018	Present

03/2016 → 02/2018

All American Roofing & Sales, Inc.

Rapid City, SD
02/2018 → Present

Morgan Stanley

Rapid City, SD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-13

S66 Uniform Combined State Law Examination

2018-07-13

View on SEC IAPD

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LPL FINANCIAL LLC · RAPID CITY, SD

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