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Kevin N Barlow

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-20
  • IL RA
    APPROVED
    Since 2024-08-20

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 04/2015 08/2024
Optionsxpress Chicago IL 09/2016 10/2017
Charles Schwab Bank Chicago IL 07/2019 08/2024
Charles Schwab Premiere Bank Chicago IL 11/2020 08/2024
Charles Schwab Trust Bank Chicago IL 11/2020 08/2024
First Trust Portfolios L.P. Wheaton IL 08/2024 Present
First Trust Advisors L.P. Wheaton IL 08/2024 Present
  • 04/2015 → 08/2024
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 09/2016 → 10/2017
    Optionsxpress
    Chicago, IL
  • 07/2019 → 08/2024
    Charles Schwab Bank
    Chicago, IL
  • 11/2020 → 08/2024
    Charles Schwab Premiere Bank
    Chicago, IL
  • 11/2020 → 08/2024
    Charles Schwab Trust Bank
    Chicago, IL
  • 08/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2024 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-26
  • S66 Uniform Combined State Law Examination
    2015-10-26
Other Names
  • Kevin Neil Barlow

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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