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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-25 |
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
7447 University Ave, Middleton, WI 53562 • United States
4711 Monona Dr., Monona, WI 53716 • United States
1140 W Main Street, Sun Prairie, WI 53590 • United States
209 Horicon Street, Mayville, WI 53050 • United States
205 N. Second Street, Watertown, WI 53094 • United States
120 Park Avenue, Beaver Dam, WI 53916 • United States
120 Park Avenue, Beaver Dam, WI 53916 • United States
Cottage Grove, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Financial Advisors, Inc | Middleton | WI | 04/2015 | 11/2019 |
| Bmo Harris Financial Advisors, Inc. | Water Town | WI | 11/2019 | Present |
| Lpl Financial Llc | Watertown | WI | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - WATERTOWN, WI 2) 10/21/2019 - Real Estate Rental - Kimberly Wenzel - Investment Related - 4 hours per month - JANESVILLE, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-02 |
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