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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
411 N 6Th St, Redlands, CA 92374 • United States
4204 Riverwalk Pkwy Ste 100, Riverside, CA 92505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schoolsfirst Federal Credit Union | Santa Ana | CA | 09/2009 | Present |
| Cuna Brokerage Services, Inc | Waverly | IA | 04/2015 | Present |
| Lpl Financial Llc | Palmdale | CA | 05/2022 | Present |
1)05/18/2022 - SchoolsFirst Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2)05/18/2022 - School's First Federal Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Sr Retirement - Start Date: 2015 3)06/22/2022 - SchoolsFirst Retirement Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-23 |
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