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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-03-15 |
| TX | RA | APPROVED | 2019-03-15 |
Branch Locations
15 S Main St 3Rd Fl, Greenville, SC 29601 • United States
1912 N Main Street [Office Of Convenience], Anderson, SC 29621 • United States
Taylors, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Greenville | SC | 05/2015 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-23 |
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