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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-03-15
TX RA APPROVED 2019-03-15
  • SC RA
    APPROVED
    Since 2019-03-15
  • TX RA
    APPROVED
    Since 2019-03-15

Branch Locations

15 S Main St 3Rd Fl, Greenville, SC 29601 • United States

1912 N Main Street [Office Of Convenience], Anderson, SC 29621 • United States

Taylors, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Greenville SC 05/2015 03/2019
Wells Fargo Clearing Services, Llc Greenville SC 03/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-23
  • S66 Uniform Combined State Law Examination
    2018-07-23

View on SEC IAPD

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