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Derrell Reginald Thompson

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-06-13
TX RA APPROVED 2022-06-13
  • PA RA
    APPROVED
    Since 2022-06-13
  • TX RA
    APPROVED
    Since 2022-06-13

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.SCott Catering/Queen Of Hearts Catering Malvern PA 06/2015 Present
The Vanguard Group, Inc. Malvern PA 08/2016 11/2016
The Vanguard Group, Inc. Malvern PA 03/2017 Present
Randstad Atlanta GA 12/2016 03/2017
John Serock Catering West Chester PA 05/2025 Present
Vanguard Marketing Corporation Malvern PA 03/2017 Present
Vanguard Advisers, Inc. Malvern PA 06/2022 Present
  • 06/2015 → Present
    J.SCott Catering/Queen Of Hearts Catering
    Malvern, PA
  • 08/2016 → 11/2016
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2017 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 12/2016 → 03/2017
    Randstad
    Atlanta, GA
  • 05/2025 → Present
    John Serock Catering
    West Chester, PA
  • 03/2017 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 06/2022 → Present
    Malvern, PA
Other Businesses

NAME OF BUSINESS: JOHN SEROCK CATERING NON-INVESTMENT-RELATED ADDRESS: WEST CHESTER, PA NATURE OF BUSINESS: CATERING POSITION: SERVER START DATE: 05/2025 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: BARTENDING, FOOD SERVICE NAME OF BUSINESS: J. SCOTT/QUEEN OF HEARTS CATERING NON-INVESTMENT-RELATED ADDRESS: MALVERN, PA NATURE OF BUSINESS: CATERING POSITION: SERVER START DATE: 06/2015 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BARTENDING, FOOD SERVICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
S63 Uniform Securities Agent State Law Examination 2015-11-30
  • S66 Uniform Combined State Law Examination
    2022-06-10
  • S63 Uniform Securities Agent State Law Examination
    2015-11-30
Other Names
  • Derrell Reginald Thompson
  • Derrell Reginald Thompson
  • Derrell Thompson

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