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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-26 |
| NC | RA | APPROVED | 2025-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Greensboro | NC | 08/2013 | 12/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2015 | 03/2025 |
| Northwestern Mutual Investment Services Llc | Greensboro | NC | 02/2016 | 03/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2017 | 03/2025 |
| Lpl Financial Llc | Greensboro | NC | 03/2025 | Present |
1) 03/06/2025 - Piedmont Capital Advisors - DBA for LPL Business (entity for LPL business) Inv Related - At reported business location(s) - Start date: 03/07/2025 - 200 Hrs per month 8 hrs during Trading - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-07-01 |
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