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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-20
  • FL RA
    APPROVED
    Since 2026-03-20

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Cape Coral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 12/2015 06/2018
Td Ameritrade, Inc. Naples FL 06/2018 05/2019
Empower Financial Services, Inc Greenwood Village CO 01/2026 Present
Maritime Commercial Charters Cape Coral FL 11/2022 Present
Farragut Square Group Cape Coral FL 05/2021 11/2022
Gartner Fort Myers FL 06/2019 05/2021
Empower Advisory Group Greenwood Village CO 03/2026 Present
  • 12/2015 → 06/2018
    Fidelity Brokerage Services Llc
    Covington, KY
  • 06/2018 → 05/2019
    Td Ameritrade, Inc.
    Naples, FL
  • 01/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2022 → Present
    Maritime Commercial Charters
    Cape Coral, FL
  • 05/2021 → 11/2022
    Farragut Square Group
    Cape Coral, FL
  • 06/2019 → 05/2021
    Gartner
    Fort Myers, FL
  • 03/2026 → Present
    Empower Advisory Group
    Greenwood Village, CO
Previous Registrations
  • 2018-07-06 → 2019-05-08
    Td Ameritrade, Inc.
    Naples, FL
  • 2018-07-09 → 2019-05-08
    Td Ameritrade Investment Management, Llc
    Naples, FL
  • 2016-10-20 → 2018-06-11
    Naples, FL
  • 2015-06-05 → 2015-12-02
    Securian Financial Services, Inc.
    Toledo, OH
Other Businesses

Name: Maritime Commercial Charters LLC Investment-related: No Address:1509 SW 49th Terrace Cape Coral FL 33914 Nature of business: Boat Captain Position: Owner/President Title, or relationship with the other business: None the start date of your relationship: November 2022 the approximate number of hours/month you devote to the other business: 20-25 hours the number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Boat Captain

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
  • S66 Uniform Combined State Law Examination
    2026-02-27
Other Names
  • Nick Michael Purdue

View on SEC IAPD

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