Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-19 |
Branch Locations
1360 E. Calaveras Blvd, Milpitas, CA 95035 • United States
33301 Alvarado Niles Road, Union City, CA 94587 • United States
5120 Mowry Ave Suite Sl10, Fremont, CA 94538 • United States
900 Veterrans Blvd Suite 100, Redwood City, CA 94063 • United States
2600 El Camino Real Ste 110, Palo Alto, CA 94306 • United States
50 W. San Fernando St Ste 275, San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Union City | CA | 05/2006 | 02/2018 |
| Wells Fargo Advisors, Llc. | Union | CA | 04/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Union | CA | 11/2016 | 02/2018 |
| Bancwest Investment Services | Palo Alto | CA | 02/2018 | 07/2023 |
| Bmo Bank Na | Palo Alto | CA | 02/2018 | Present |
| Lpl Financial Llc | Newark | CA | 07/2023 | Present |
1. 04/28/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 04/28/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Banker - Start Date 04/21/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-01 |
Reach out to this advisor