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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-12-12 |
| OH | RA | APPROVED | 2018-09-07 |
Branch Locations
Riverview Building 1000 East Main Crross, Suite 103, Findlay, OH 45840 • United States
303 Broadway Suite 1100, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-05-16 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202 • United States
Riverview Building, 1000 East Main Cross Suite 103, Findlay, OH 45840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 03/2015 | Present |
| Western Southern Life | Findlay | OH | 03/2015 | Present |
WESTERN SOUTHERN LIFE- NO - FINDLAY, OH-FULL TIME AGENT/// Author - "Retirement: What Could Go Wrong? - Book Sales/// BACKYARD BBQ; NOT INVESTMENT RELATED; ADA, OH; YOUTUBE CHANNEL; CREATOR; JUNE 2021; APPROX 2 HOURS PER MONTH WITH NONE DURING TRADING HOURS; CREATE AND EDIT VIDEO CONTENT/// RNBBQ LLC; ADA, OH; OWNS @BACKYARDBBQ YOUTUBE CHANNEL AND REVENUE DERIVED FROM THE CHANNEL; NOT INVESTMENT RELATED; OWNER; APPROX 2 HOURS PER MONTH WITH NONE DURING TRADING HOURS; CONTENT CREATOR; PASSIVE INCOME FROM AD REVENUE AND AMAZON AFFILIATES/// W&S ADVISORY SERVICES, LLC; 1000 E MAIN CROSS ST STE 103 FINDLAY, OH 45840; FINANCIAL PLANNING SERVICES; START DATE 5/19/2025; FULL-TIME FINANCIAL PLANNER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-08-09 |
| S65 | Uniform Investment Adviser Law Examination | 2018-10-01 |
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