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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-08 |
| FL | RA | APPROVED | 2025-05-01 |
| CO | RA | APPROVED | 2025-04-30 |
| CT | RA | APPROVED | 2025-04-30 |
| IL | RA | APPROVED | 2025-04-30 |
| RI | RA | APPROVED | 2025-04-30 |
| MN | RA | APPROVED | 2025-02-18 |
| NY | RA | APPROVED | 2025-02-18 |
| TX | RA | APPROVED | 2025-02-18 |
| CA | RA | APPROVED | 2024-11-13 |
Branch Locations
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
101 California Street, San Francisco, CA 94111 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-12 |
Branch Locations
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
101 California Street Suite 1800, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | San Francisco | CA | 11/2016 | 09/2023 |
| First Republic Investment Management, Inc | San Francisco | CA | 08/2016 | 09/2023 |
| J.P. Morgan Securities Llc | San Francisco | CA | 09/2023 | 02/2024 |
| Citizens Bank | San Francisco | CA | 02/2024 | Present |
| Citizens Securities, Inc. | San Francisco | CA | 11/2024 | Present |
| Citizens Private Wealth | San Francisco | CA | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-14 |
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