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William Alexander Duty

White Oaks Investment Management, Inc

Sarasota, FL

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Current Employers
White Oaks Investment Management, Inc

1717 2Nd Street Suite C, Sarasota, FL 34236 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-26
  • FL RA
    APPROVED
    Since 2021-10-26

Branch Locations

1717 2Nd Street Suite C, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
White Oaks Wealth Advisors, Inc. Sarasota FL 04/2014 Present
White Oaks Investment Management, Inc Sarasota FL 10/2021 Present
Previous Registrations
Designations
Other Names
  • Alex Duty

View on SEC IAPD

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Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

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