Kristi Ann Moore

Current Employers

Employment History

• 09/2004 → Present
  H. D. Vest Investment Services
  Tyler, TX
• 01/2006 → Present
  H. D. Vest Advisory Services
  Tyler, TX
• 08/2012 → Present
  Prothro, Wilhelmi & Company, Pllc
  Tyler, TX
• 04/2016 → Present
  Kestra Financial Services, Inc.
  Austin, TX

Previous Registrations

• 2016-01-05 → 2016-09-22
  Kestra Investment Services, Llc
  Tyler, TX
• 2006-01-31 → 2016-01-15
  Avantax Advisory Services
  Tyler, TX

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 1250 Capital of Texas Highway, Building 2 Suite 125 Austin TX 78746 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: LUCY GIRL, LLC Investment Related: No Address: PO BOX 7842 TYLER TX 75711 Nature of Business: Other Other/None of the Above NONE OF THE ABOVE Position, Title or Relationship: MEMBER Start Date: 4/17/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: MANAGING MEMBER Business Name: PROTHRO, WILHELMI & COMPANY, PLLC Investment Related: No Address: 6855 OAK HILL BLVD TYLER TX 75703 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: MEMBER/CPA Start Date: 8/1/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: TAX & ACCOUNTING & REPORTING SERVICES PARTNER Business Name: WPBM, LLC Investment Related: Yes Address: P O BOX 7842 TYLER TX 75711 Nature of Business: Real Estate Position, Title or Relationship: MEMBER/OWNER Start Date: 11/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: MANAGING MEMBER

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-18
• S63 Uniform Securities Agent State Law Examination
  2004-11-08