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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
GA RA APPROVED 2017-02-01
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • GA RA
    APPROVED
    Since 2017-02-01

Branch Locations

3555 North Crossing Circle, Valdosta, GA 31602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Researcg, Inc Fairfield IA 04/2015 09/2016
Stifel Nicolaus & Co Inc Valdosta GA 09/2016 Present
  • 04/2015 → 09/2016
    Cambridge Investment Researcg, Inc
    Fairfield, IA
  • 09/2016 → Present
    Stifel Nicolaus & Co Inc
    Valdosta, GA
Other Businesses

1. Partnership Health Center; 520 Griffin Ave, Valdosta, GA 31601; board member; 07/24/2018; 1.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related 2. Leadership Lowndes; PO Box 2766 Valdosta GA 31602; Identify and train rising leaders in the local community for expanded and continued roles in leadership; Board Member; assist the program with recruiting and training new members; 01/01/2025; 4 hrs/month; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-16
S63 Uniform Securities Agent State Law Examination 2015-05-20
  • S66 Uniform Combined State Law Examination
    2016-12-16
  • S63 Uniform Securities Agent State Law Examination
    2015-05-20

View on SEC IAPD

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