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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-02 |
| GA | RA | APPROVED | 2017-02-01 |
Branch Locations
3555 North Crossing Circle, Valdosta, GA 31602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Researcg, Inc | Fairfield | IA | 04/2015 | 09/2016 |
| Stifel Nicolaus & Co Inc | Valdosta | GA | 09/2016 | Present |
1. Partnership Health Center; 520 Griffin Ave, Valdosta, GA 31601; board member; 07/24/2018; 1.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related 2. Leadership Lowndes; PO Box 2766 Valdosta GA 31602; Identify and train rising leaders in the local community for expanded and continued roles in leadership; Board Member; assist the program with recruiting and training new members; 01/01/2025; 4 hrs/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-20 |
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