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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-01-05
  • VA RA
    APPROVED
    Since 2023-01-05

Branch Locations

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

110 Rivendell Ct, Winchester, VA 22603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 04/2015 07/2020
Truist Investment Services, Inc. Winchester VA 03/2022 11/2022
Truist Advisory Services, Inc Winchester VA 03/2022 11/2022
Bath And Body Works Winchester VA 11/2021 03/2022
Torrid Winchester VA 01/2022 03/2022
Unemployed Winchester VA 07/2020 11/2021
Wells Fargo Clearing Services, Llc Winchester VA 12/2022 Present
Wells Fargo Bank, Na Winchester VA 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-17
  • S66 Uniform Combined State Law Examination
    2016-10-17
Other Names
  • Kimberly B Van Pelt
  • Kimberly Van Pelt

View on SEC IAPD

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