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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-27 |
| CT | RA | APPROVED | 2026-01-20 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Easthampton | MA | 04/2015 | 11/2022 |
| Sagepoint Financial, Inc. | Braintree | MA | 08/2023 | 09/2023 |
| Unemployed | Easthampton | MA | 11/2022 | 08/2023 |
| Osaic Wealth, Inc. | Needham Heights | MA | 09/2023 | 12/2025 |
| Lpl Enterprise Llc | Shelton | CT | 01/2026 | Present |
1. 01/14/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - West Springfield, MA - OBA Start Date: 12/09/2025 2. 01/14/2026 - Zachary Bass, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - West Springfield, MA - OBA Start Date: 12/09/2025 3. 01/14/2026 - Bass Family Cottage - Real Estate Rental - Inv Related - 01 Hour(s)/Month - 01 Hour(s) During Trading - Rye, NH - OBA Start Date: 03/07/1997 4. 01/14/2026 - Zach Bass - Non-Variable Insurance - Inv Related - 05 Hour(s)/Month - 05 Hour(s) During Trading - West Springfield, MA - OBA Start Date: 08/01/2023 5. 01/14/2026 - Bass Family Cottage - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 01 Hour(s)/Month - 01 Hour(s) During Trading - Rye, NH - OBA Start Date: 02/15/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-21 |
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