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Mitchell Lee Kufahl

LPl Financial LLC

Salina, KS

Onaga, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2021-07-21
CO RA APPROVED 2021-07-21
IL RA APPROVED 2021-07-21
KS RA APPROVED 2021-07-21
MO RA APPROVED 2021-07-21
NE RA APPROVED 2021-07-21
NV RA APPROVED 2021-07-21
OH RA APPROVED 2021-07-21
SC RA APPROVED 2021-07-21
SD RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
VA RA APPROVED 2021-07-21
WA RA APPROVED 2021-07-21
  • AK RA
    APPROVED
    Since 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • NE RA
    APPROVED
    Since 2021-07-21
  • NV RA
    APPROVED
    Since 2021-07-21
  • OH RA
    APPROVED
    Since 2021-07-21
  • SC RA
    APPROVED
    Since 2021-07-21
  • SD RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21
  • VA RA
    APPROVED
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

100 S Santa Fe Ave Ste 401, Salina, KS 67401 • United States

209 Leonard St, Ste B, Onaga, KS 66521-9483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Salina KS 09/2016 Present
Various Insurance Carriers For W&R Insurance Agencies Salina KS 07/2017 Present
Waddell And Reed Manhattan KS 03/2015 08/2017
Usd #322 Onaga KS 11/2017 03/2018
Mitchell Kufahl Manhattan KS 12/2018 Present
Tier One Financial Salina KS 01/2020 Present
Lpl Financial Llc Onaga KS 07/2021 Present
  • 09/2016 → Present
    Waddell & Reed, Inc.
    Salina, KS
  • 07/2017 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Salina, KS
  • 03/2015 → 08/2017
    Waddell And Reed
    Manhattan, KS
  • 11/2017 → 03/2018
    Usd #322
    Onaga, KS
  • 12/2018 → Present
    Mitchell Kufahl
    Manhattan, KS
  • 01/2020 → Present
    Tier One Financial
    Salina, KS
  • 07/2021 → Present
    Onaga, KS
Previous Registrations
  • 2017-07-11 → 2021-07-21
    Waddell & Reed
    Salina, KS
    Manhattan, KS
    Edmond, OK
    Onaga, KS
    Salina, KS
Other Businesses

1) 1/1/2020 - Tier 1 Financial,LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 0 HR / MO / 100 S Santa Fe, Ste 401; Salina, KS 67401 2) 07/2017 - MITCHELL KUFAHL / Non-Variable Insurance / Investment Related / 0 HR / MO / SALINAKansas

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-11
  • S66 Uniform Combined State Law Examination
    2017-07-11
Other Names
  • Mitch Lee Kufahl

View on SEC IAPD

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