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Steven Robison Stapley

Oppenheimer & Co. Inc.

Seattle, WA

Sumner, WA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-16
WA RA APPROVED 2015-08-17
  • TX RA
    APPROVED
    Since 2016-05-16
  • WA RA
    APPROVED
    Since 2015-08-17

Branch Locations

701 Pike Street Suite 2100, Seattle, WA 98101 • United States

Sumner, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Seattle WA 04/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-17
  • S66 Uniform Combined State Law Examination
    2015-08-17

View on SEC IAPD

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