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Mark Edward Wiseman

Brown Edwards Wealth Strategies

Lynchburg, VA

Roanoke, VA

CRD 6474525

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Employer firm

Brown Edwards Wealth Strategies CRD 173559

$403M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Brown Edwards Wealth Strategies

828 Main Street Suite 1401, Lynchburg, VA 24504 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2017-01-18
VA RA APPROVED 2015-04-21
  • WV RA
    APPROVED
    Since 2017-01-18
  • VA RA
    APPROVED
    Since 2015-04-21

Branch Locations

828 Main Street Suite 1401, Lynchburg, VA 24504 • United States

3906 Electric Road, Roanoke, VA 24018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown, Edwards & Company Llp Roanoke VA 06/2017 Present
Alliance Wealth Strategies Dba Brown Edwards Wealth Strategies Roanoke VA 04/2015 Present
Brown, Edwards & Company, Llp Roanoke VA 11/1989 05/2017
  • 06/2017 → Present
    Brown, Edwards & Company Llp
    Roanoke, VA
  • 04/2015 → Present
    Alliance Wealth Strategies Dba Brown Edwards Wealth Strategies
    Roanoke, VA
  • 11/1989 → 05/2017
    Brown, Edwards & Company, Llp
    Roanoke, VA
Other Businesses

BROWN, EDWARDS & COMPANY, LLP 3906 ELECTRIC ROAD, ROANOKE, VA 24018, NON-INVESTMENT RELATED, NOVEMBER 1989 TO PRESENT PARTNER / CPA DEVOTES 40 HOURS PER WEEK MOST OF WHICH ARE DURING SECURITIES TRADING HOURS. MEMBERS OF BEC VENTURES, LLC AND LLC MEMBER. NON INVESTMENT RELATED. ENTITY STARTED IN OCTOBER 2015 AND OWNERSHIP BEGAN AT THAT TIME. 513 STATE STREET, BRISTOL, VA 24201 SHAREHOLDER OF THE BUILDING AT THE SAME LOCATION. LESS THAN 1 HOUR PER MONTH DEDICATED TO THIS ACTIVITY DURING SECURITY TRADING HOURS AND VOTING IS THE ONLY DUTY ASSOCIATED WITH THIS VENTURE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-23
  • S65 Uniform Investment Adviser Law Examination
    2015-03-23

View on SEC IAPD

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