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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-09 |
| PA | RA | APPROVED | 2025-07-12 |
Branch Locations
25 Public Sq, Wilkes Barre, PA 18701 • United States
203 N Washington Ave, Scranton, PA 18503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Scranton | PA | 09/2013 | 01/2023 |
| Prudential Investment Management Services Llc | Scranton | PA | 03/2015 | 01/2023 |
| Jpmorgan Chase Bank, N.A. | Scranton | PA | 01/2023 | Present |
| J.P. Morgan Securities Llc | Scranton | PA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-21 |
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