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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-04 |
| CA | RA | APPROVED | 2019-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | West Covina | CA | 03/2015 | 02/2017 |
| Jpmorgan Chase Bank | West Covina | CA | 03/2015 | 03/2017 |
| 627 E Second Llc | Troy | MI | 09/2009 | 01/2018 |
| Vanco Tech, Llc. | San Ramon | CA | 05/2015 | 09/2022 |
| Jpmorgan Chase Bank, N.A. | Hacienda Heights | CA | 03/2017 | 01/2019 |
| Jpmorgan Chase Bank, N.A. | City Of Industry | CA | 02/2019 | 09/2019 |
| Jp Morgan Chase Bank, N.A. | City Of Industry | CA | 10/2019 | Present |
| Jpmorgan Securities, Llc | City Of Industry | CA | 02/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-13 |
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