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J.P. Morgan Securities LLC

City Of Industry, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-04
CA RA APPROVED 2019-01-07
  • TX RA
    APPROVED
    Since 2019-02-04
  • CA RA
    APPROVED
    Since 2019-01-07

Branch Locations

17247 Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc West Covina CA 03/2015 02/2017
Jpmorgan Chase Bank West Covina CA 03/2015 03/2017
627 E Second Llc Troy MI 09/2009 01/2018
Vanco Tech, Llc. San Ramon CA 05/2015 09/2022
Jpmorgan Chase Bank, N.A. Hacienda Heights CA 03/2017 01/2019
Jpmorgan Chase Bank, N.A. City Of Industry CA 02/2019 09/2019
Jp Morgan Chase Bank, N.A. City Of Industry CA 10/2019 Present
Jpmorgan Securities, Llc City Of Industry CA 02/2017 Present
  • 03/2015 → 02/2017
    Jp Morgan Securities Llc
    West Covina, CA
  • 03/2015 → 03/2017
    Jpmorgan Chase Bank
    West Covina, CA
  • 09/2009 → 01/2018
    627 E Second Llc
    Troy, MI
  • 05/2015 → 09/2022
    Vanco Tech, Llc.
    San Ramon, CA
  • 03/2017 → 01/2019
    Jpmorgan Chase Bank, N.A.
    Hacienda Heights, CA
  • 02/2019 → 09/2019
    Jpmorgan Chase Bank, N.A.
    City Of Industry, CA
  • 10/2019 → Present
    Jp Morgan Chase Bank, N.A.
    City Of Industry, CA
  • 02/2017 → Present
    Jpmorgan Securities, Llc
    City Of Industry, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-04
S63 Uniform Securities Agent State Law Examination 2015-05-13
  • S66 Uniform Combined State Law Examination
    2019-01-04
  • S63 Uniform Securities Agent State Law Examination
    2015-05-13
Other Names
  • Tommy Wu

View on SEC IAPD

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TRANSAMERICA FINANCIAL ADVISORS, LLC · City of Industry, CA
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CETERA INVESTMENT ADVISERS LLC · CITY OF INDUSTRY, CA
CITIGROUP GLOBAL MARKETS INC. · City of Industry, CA
WELLS FARGO CLEARING SERVICES, LLC · CITY OF INDUSTRY, CA
PACKERLAND BROKERAGE SERVICES, INC. · City of Industry, CA
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EAGLE STRATEGIES LLC · ROWLAND HEIGHT, CA

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