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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-16 |
Branch Locations
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
9649 Prominent Pt, Colorado Springs, CO 80924 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Colorado Springs | CO | 03/2015 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 08/2021 | 01/2024 |
| Wells Fargo Bank, Na | Colorado Springs | CO | 08/2021 | 01/2024 |
| Colorado Department Of Labor | Colorado Springs | CO | 03/2021 | 07/2021 |
| 56 Capital Partners, Ltd | Colorado Springs | CO | 01/2024 | 06/2024 |
| U.S. Bank | Colorado Springs | CO | 09/2024 | 03/2026 |
| U.S. Bancorp Investment, Inc. | Colorado Springs | CO | 01/2025 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Colorado Springs | CO | 02/2026 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 04/2026 | Present |
| Wells Fargo Bank, Na | Colorado Springs | CO | 03/2026 | Present |
| Mary Kay Cosmetics | Colorado Springs | CO | 04/2023 | Present |
Mary Kay Cosmetics; Not investment-related; Colorado Springs, CO; Sell beauty products, cosmetics; Independent seller, independent beauty consultant, representative; 04/2023; 3 hours/month; 0 hours/trading; Promote and sell skincare and beauty products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-15 |
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