Jakob Roundy

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 07/2017
  E*Trade Securities Llc
  Sandy, UT
• 07/2017 → 09/2021
  E*Trade Securities Llc
  Sandy, UT
• 07/2018 → 10/2021
  E*Trade Securities Llc
  Sandy, UT
• 10/2021 → 08/2023
  Morgan Stanley
  South Jordan, UT
• 08/2023 → 12/2024
  Modern Woodmen Of America
  Bountiful, UT
• 02/2024 → 12/2024
  Mwa Financial Services Inc.
  Rock Island, IL
• 11/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 09/2025 → Present
  Empower Advisory Group Llc
  Greenwood Village, CO

Other Businesses

Driving as an independent contractor with Uber and Lyft.

Exams

• S66 Uniform Combined State Law Examination
  2025-09-13
• S63 Uniform Securities Agent State Law Examination
  2015-05-22

Other Names

• Jakob Nicklaus Roundy
• Jakob N Roundy