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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-01-16
  • WA RA
    APPROVED
    Since 2026-01-16

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Spot West Seattle, Llc Seattle WA 03/2023 07/2024
Na Seattle WA 11/2022 03/2023
Fidelity Investments Bellevue WA 07/2024 05/2025
Rbc Capital Markets, Llc Seattle WA 09/2016 11/2022
Na Seattle WA 06/2016 09/2016
Fidelity Investments Boston MA 03/2025 05/2025
Empower Financial Services, Inc Greenwood Village CO 01/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2026 Present
Na Seattle WA 06/2025 12/2025
  • 03/2023 → 07/2024
    The Spot West Seattle, Llc
    Seattle, WA
  • 11/2022 → 03/2023
    Na
    Seattle, WA
  • 07/2024 → 05/2025
    Fidelity Investments
    Bellevue, WA
  • 09/2016 → 11/2022
    Seattle, WA
  • 06/2016 → 09/2016
    Na
    Seattle, WA
  • 03/2025 → 05/2025
    Fidelity Investments
    Boston, MA
  • 01/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2026 → Present
    Greenwood Village, CO
  • 06/2025 → 12/2025
    Na
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-09
  • S66 Uniform Combined State Law Examination
    2015-11-09
Other Names
  • Sean Howard
  • Sean James Howard
  • Sean J Howard

View on SEC IAPD

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