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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-04
FL RA APPROVED 2024-02-06
MN RA APPROVED 2019-01-30
  • TX RA
    APPROVED_RES
    Since 2024-04-04
  • FL RA
    APPROVED
    Since 2024-02-06
  • MN RA
    APPROVED
    Since 2019-01-30

Branch Locations

959 Old Hwy 8, New Brighton, MN 55112 • United States

1004 Collier Center Way Ste 203, Naples, FL 34110 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Brighton MN 09/2014 03/2020
Ameriprise Financial Services, Llc New Brighton MN 03/2020 Present
Other Businesses

Other Business Activities; Angel Foundation; I am providing pro bono financial planning to cancer patients for Angel Foundation?s Financial Cancer Care Program (FCC). Angel Foundation is a non-profit organization, and Ameriprise Financial is a founding partner of the FCC Program. The Financial Planning Association is also involved in the development of the FCC Program. This volunteer activity involves no distribution of Ameriprise-branded sales literature or sale of Ameriprise products.; 1155 Centre Pointe Drive, Suite 7, , Mendota Heights, MN, 55120; Investment-Related; 04/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-30
  • S66 Uniform Combined State Law Examination
    2017-05-30
Other Names
  • Charlie Edward Braniff

View on SEC IAPD

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