Kathleen M Griffin

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 04/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hingham, MA
• 04/2017 → 11/2018
  Unemployed
  Cohasset, MA
• 11/2018 → 04/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 01/2019 → 04/2021
  Bank Of America, N.A.
  Boston, MA
• 04/2021 → 03/2026
  Facet Wealth
  Baltimore, MD
• 03/2026 → Present
  Morgan Stanley Smith Barney Llc
  Norwell, MA

Previous Registrations

• 2021-04-15 → 2026-03-23
  Facet
  Cohasset, MA
  West Palm Beach, FL
• 2018-12-13 → 2021-04-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Cambridge, MA
• 2015-11-25 → 2017-05-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hingham, MA

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-06-17
• S66 Uniform Combined State Law Examination
  2015-11-24

Designations

• Certified Financial Planner

Other Names

• Kathleen M Goldsmith
• Kathleen M Griffin
• Kathleen Marie Goldsmith
• Kathleen Griffin
• Kathleen Marie Griffin