Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-25 |
| TX | RA | APPROVED | 2025-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co In | Phoenix | AZ | 04/2015 | 06/2025 |
| Wells Fargo Clearing Services, Llc | Mystic | CT | 06/2025 | Present |
1. Mystic YMCA; 1 Harry Austin Drive, Mystic, CT 06355; Non-profit community center; Board Member; Oversight of the organization, recruitment of new board members; 06/01/2020; 10 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Ocean Community YMCA Naik Branch; 1 Harry Austin Dr, Mystic, CT 06355; Community Center; Secretary; Record meetings, fundraising; 04/01/2021; 100 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 3. Stonington Historical Society Inc., 40 Palmer St, Stonington CT 06378; non-profit/history; Board Member; fundraising, spreading awareness, volunteering ; 8/1/22; 8 hr/mo; Not During Securities Trading Hours; Not Investment Related. HISTORIC STONINGTON; INV RELATED; STONINGTON,CT;TREASURER; START DATE: 01/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-27 |
Reach out to this advisor