Best Investors Account Sign in

Hermann Rojas

Eagle Strategies LLC

Riverside, CA

Claim This Profile
Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-02
  • CA RA
    APPROVED
    Since 2025-04-02

Branch Locations

4204 Riverwalk Parkway Suite 20, Riverside, CA 92505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Murrieta CA 09/2017 10/2017
Enterprise Rent-A-Car Company Orange CA 11/2006 09/2017
Nylife Securities Llc Riverside CA 11/2017 Present
New York Life Insurance Co. Riverside CA 10/2017 Present
Eagle Strategies Llc Riverside CA 04/2025 Present
  • 09/2017 → 10/2017
    Unemployed
    Murrieta, CA
  • 11/2006 → 09/2017
    Enterprise Rent-A-Car Company
    Orange, CA
  • 11/2017 → Present
    Nylife Securities Llc
    Riverside, CA
  • 10/2017 → Present
    New York Life Insurance Co.
    Riverside, CA
  • 04/2025 → Present
    Eagle Strategies Llc
    Riverside, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-01
S63 Uniform Securities Agent State Law Examination 2017-11-30
  • S65 Uniform Investment Adviser Law Examination
    2025-04-01
  • S63 Uniform Securities Agent State Law Examination
    2017-11-30

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Dennis D Egizi
Damian MICHAEL Brown
SCOTT MICHAEL ROBSON
SCOTT JAMES MCINTIRE
SALOMON GONZALEZ
JESSICA LYNN LUNDQUIST
Rita N Pichardo
JERRY QUARTEY PAPAFIO

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, CA
CETERA INVESTMENT ADVISERS LLC · Riverside, CA
UBS FINANCIAL SERVICES INC. · RIVERSIDE, CA
AMERIPRISE FINANCIAL SERVICES, LLC · RIVERSIDE, CA
EDWARD JONES · RIVERSIDE, CA
LPL FINANCIAL LLC · RIVERSIDE, CA
WELLS FARGO CLEARING SERVICES, LLC · RIVERSIDE, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Riverside, CA

More in Riverside, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor