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Derek Allen Gale

Baxter Capital Management Inc

Indianapolis, IN

CRD 6471186

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Employer firm

Baxter Capital Management Inc CRD 105123

$4.19B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Portfolio management (institutions)
  • ASSET/LIABILITY MANAGEMENT & CREDIT LOSS PROJECTIONS

From the firm’s Form ADV. Read the guides:

Current Employers
Baxter Capital Management Inc

9247 North Meridian Street Ste. 103, Indianapolis, IN 46260-1824 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-04-07
  • IN RA
    APPROVED
    Since 2015-04-07

Branch Locations

9247 North Meridian Street Ste. 103, Indianapolis, IN 46260-1824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baxter Capital Management Indianapolis IN 06/2014 Present
  • 06/2014 → Present
    Baxter Capital Management
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-07
  • S65 Uniform Investment Adviser Law Examination
    2015-04-07

View on SEC IAPD

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