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Christopher Raddie

Mml Investors Services, LLC

San Jose, CA

CRD 6470903

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-21
  • CA RA
    APPROVED
    Since 2017-08-21

Branch Locations

950 S Bascom Ave Ste 2112, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investor Services, Llc San Jose CA 01/2016 Present
Massmutual Life Insurance Co San Jose CA 01/2016 Present
  • 01/2016 → Present
    Mml Investor Services, Llc
    San Jose, CA
  • 01/2016 → Present
    Massmutual Life Insurance Co
    San Jose, CA
Other Businesses

NAME: SILICON VALLEY FINANCIAL GROUP INV REL: Y ADD: 950 S BASCOM AVE SUITE 2112 SAN JOSE CA 95128 NATURE: GROUP HEALTH POSITION: AGENT START DATE: 11/01/2019 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 40

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-10
S63 Uniform Securities Agent State Law Examination 2015-05-06
  • S66 Uniform Combined State Law Examination
    2017-08-10
  • S63 Uniform Securities Agent State Law Examination
    2015-05-06
Designations
  • Chartered Financial Consultant
Other Names
  • Christopher Mj Raddie

View on SEC IAPD

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