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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-08-21 |
Branch Locations
950 S Bascom Ave Ste 2112, San Jose, CA 95128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investor Services, Llc | San Jose | CA | 01/2016 | Present |
| Massmutual Life Insurance Co | San Jose | CA | 01/2016 | Present |
NAME: SILICON VALLEY FINANCIAL GROUP INV REL: Y ADD: 950 S BASCOM AVE SUITE 2112 SAN JOSE CA 95128 NATURE: GROUP HEALTH POSITION: AGENT START DATE: 11/01/2019 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 40
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-06 |
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