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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-25 |
| CA | RA | APPROVED | 2019-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 03/2015 | 06/2017 |
| Bank Of America, N.A. | Beverly Hills | CA | 09/2015 | 06/2017 |
| Citigroup | Fountain Valley | CA | 06/2017 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/2019 | Present |
I*434008 For profit or not for profit: For-Profit Organization Name of outside business organization: David Carbone Investment related: No Address of business: Los Angeles, California 90025 Position, title, association: Owner, Start date of relationship: 1/18/2021 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Music Production
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-13 |
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