Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-04-22
  • FL RA
    APPROVED
    Since 2020-04-22

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Advisers Llc Boca Raton FL 11/2015 04/2020
Summit Financial Group Inc Boca Raton FL 08/2015 04/2020
Summit Brokerage Services Inc Boca Raton FL 11/2015 09/2019
Cetera Adviser Networks Llc El Segundo CA 04/2015 04/2020
Raymond James And Associates, Inc St Petersburg FL 04/2020 Present
  • 11/2015 → 04/2020
    Boca Raton, FL
  • 08/2015 → 04/2020
    Summit Financial Group Inc
    Boca Raton, FL
  • 11/2015 → 09/2019
    Summit Brokerage Services Inc
    Boca Raton, FL
  • 04/2015 → 04/2020
    Cetera Adviser Networks Llc
    El Segundo, CA
  • 04/2020 → Present
    Raymond James And Associates, Inc
    St Petersburg, FL
Previous Registrations
  • 2015-11-18 → 2020-04-13
    Boca Raton, FL
  • 2015-10-21 → 2020-04-13
    Summit Financial Group Inc
    Davie, FL
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-30
  • S66 Uniform Combined State Law Examination
    2015-06-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Petersburg, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor