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1600 Broadway 4Th Floor, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-03 |
Branch Locations
5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States
One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-24 |
Branch Locations
5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2016 | 04/2018 |
| Bank Of America, N.A. | New York | NY | 03/2018 | 06/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 05/2018 | 06/2025 |
| Bok Financial Securities, Inc. | Plano | TX | 06/2025 | Present |
| Bokf, Na | Plano | TX | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-14 |
| S65 | Uniform Investment Adviser Law Examination | 2015-04-09 |
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