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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-09-26
  • VA RA
    APPROVED
    Since 2024-09-26

Branch Locations

1116 Vista Park Drive Ste A, Forest, VA 24551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Designs Forest VA 03/2015 09/2018
Mml Investors Services, Llc Forest VA 03/2015 09/2018
Liberty University Lynchburg VA 01/2014 Present
Infinex Investments, Inc. Lynchburg VA 09/2018 11/2018
First National Bank Altavista Lynchburg VA 09/2018 12/2023
Lpl Financial Llc Lynchburg VA 11/2018 12/2023
Massmutual Life Insurance Co. Forest VA 02/2024 Present
Mml Investors Services, Llc Forest VA 03/2024 Present
  • 03/2015 → 09/2018
    Financial Designs
    Forest, VA
  • 03/2015 → 09/2018
    Forest, VA
  • 01/2014 → Present
    Liberty University
    Lynchburg, VA
  • 09/2018 → 11/2018
    Infinex Investments, Inc.
    Lynchburg, VA
  • 09/2018 → 12/2023
    First National Bank Altavista
    Lynchburg, VA
  • 11/2018 → 12/2023
    Lynchburg, VA
  • 02/2024 → Present
    Massmutual Life Insurance Co.
    Forest, VA
  • 03/2024 → Present
    Forest, VA
Previous Registrations
  • 2018-11-27 → 2023-12-22
    Altavista, VA
    Lynchburg, VA
    Fort Mill, SC
    Lynchburg, VA
    Amherst, VA
    Forest, VA
    Lynchburg, VA
    Rustburg, VA
    Lynchburg, VA
    Altavista, VA
    Lynchburg, VA
    Lynchburg, VA
    Danville, VA
    Chatham, VA
    Danville, VA
    Danville, VA
    Danville, VA
    Danville, VA
    Danville, VA
    Forest, VA
    Charlottesville, VA
    Rancho Cordova, CA
    Forest, VA
    Forest, VA
    Forest, VA
    Lynchburg, VA
  • 2018-09-07 → 2018-12-03
    Altavista, VA
  • 2017-09-14 → 2018-09-11
    Forest, VA
Other Businesses

1)Name: Liberty University, Inv Rel: N Addr: @ residential address on file, Nature: Education, Position: Adjunct Professor, Start: 1/1/2015, No Hr/Mo: 40 No Hr/Mo Dur Trading:0 Duties: Adjunct instructor for undergraduate level college classes. I respond to emails from students, grade assignments etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-23
  • S66 Uniform Combined State Law Examination
    2015-11-23
Designations
Other Names
  • Ben Giese
  • Benjamin David Giese
  • Benjamin Giese

View on SEC IAPD

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