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341 N Maitland Avenue Suite 132, Maitland, FL 32751 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2018-07-24 |
Branch Locations
5002 Broadband Lane, Sioux Falls, SD 57108 • United States
341 N Maitland Avenue Suite 132, Maitland, FL 32751 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swenson Investments & Commodities | Sioux Falls | SD | 02/2015 | 07/2017 |
| Vision Brokerage Services, Llc | Sioux Falls | SD | 03/2015 | 07/2017 |
| Aegis Wealth Management, Llc | Altamonte Springs | FL | 06/2016 | 07/2017 |
| Alternative Investment Advisors, Llc | Maitland | FL | 08/2016 | 07/2017 |
| Alternative Investment Advisors, Llc | Maitland | FL | 06/2018 | Present |
| Miller Funeral Home | Sioux Falls | SD | 10/2017 | 06/2018 |
| Sunrise Bank | Sioux Falls | SD | 07/2017 | 10/2017 |
| Swenson Wealth Management | Sioux Falls | SD | 06/2018 | Present |
06-2018 TO PRESENT INVESTMENT RELATED SWENSON INVESTMENTS & COMMODITIES DBA SWENSON WEALTH MANAGEMENT IS LOCATED AT 5002 S. BROADBAND LN. SIOUX FALLS, SD 57108. SWENSON WEALTH MANAGEMENT PROVIDES ASSISTANCE FOR ESTATE PLANNING INCLUDING LIFE AND HEALTH INSURANCE. MR. SMIDT SPENDS 40 HOURS PER MONTH DURING TRADING HOURS ADDRESSING CLIENT INSURANCE NEEDS. 08-2021 TO PRESENT SKYLINE CAPTIAL, LLC SIOUX FALLS, SD INVESTMENT RELATED SKYLINE CAPITAL LLC ASSITS FIRMS WITH THE PROCESS OF RAISING CAPITAL AND IDENTIFYING POTENTIAL INVESTORS. MR. SMIDT PROVIDES ADMINSTRATIVE SUPPORT TO THE THIRD PARTY FIRM. MR. SMIDT SPENDS 10 HOURS PER MONTH DURING TRADING HOURS IN ADDRESSING ADMINSTRATIVE MATTERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-08 |
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