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Charles Lee Barber

Brookstone Capital Management LLC

Monroe, LA

Wheaton, IL

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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-03-19
  • LA RA
    APPROVED
    Since 2015-03-19

Branch Locations

1900 N. 18Th St. #211, Monroe, LA 71201 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pennington Financial, Llc Monroe LA 08/2008 04/2022
Brookstone Capital Management Wheaton IL 03/2015 Present
Barber Asset Management, Llc Monroe LA 04/2022 Present
  • 08/2008 → 04/2022
    Pennington Financial, Llc
    Monroe, LA
  • 03/2015 → Present
    Brookstone Capital Management
    Wheaton, IL
  • 04/2022 → Present
    Barber Asset Management, Llc
    Monroe, LA
Other Businesses

Barber Asset Management - OWNER, 40 HOURS PER WEEK, LIFE & ANNUITY, ESTATE PLANNING, NOTARY PUBLIC, LONG TERM CARE PLANNING, MEDICAID PLANNING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-05
  • S65 Uniform Investment Adviser Law Examination
    2015-03-05

View on SEC IAPD

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