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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2017-07-13
CT RA APPROVED 2017-07-10
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2017-07-13
  • CT RA
    APPROVED
    Since 2017-07-10

Branch Locations

63 Copps Hill Rd, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unified Financial Securities, Inc. Indianapolis IN 03/2015 10/2016
Brc Investment Management, Llc Greenwood Village CO 03/2015 10/2016
Unemployed New Milford CT 11/2016 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chappaqua NY 06/2017 Present
Bank Of America, N.A. Chappaqua NY 06/2017 Present
  • 03/2015 → 10/2016
    Unified Financial Securities, Inc.
    Indianapolis, IN
  • 03/2015 → 10/2016
    Brc Investment Management, Llc
    Greenwood Village, CO
  • 11/2016 → 06/2017
    Unemployed
    New Milford, CT
  • 06/2017 → Present
    Chappaqua, NY
  • 06/2017 → Present
    Bank Of America, N.A.
    Chappaqua, NY
Other Businesses

I*3488267 Entity Type: N/A Name of OBA: DIANE F RAGONNET = D F R Address: New Fairfield, Connecticut Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/08/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*3489267 Entity Type: N/A Name of OBA: DIANE F RAGONNET = D F R Address: New Fairfield, Connecticut Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/08/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*3489268 Entity Type: N/A Name of OBA: 0DIANE F RAGONNET0 = D F R Address: New Fairfield, Connecticut Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/08/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*3489269 Entity Type: N/A Name of OBA: DIANE F RAGONNET = D F R Address: New Fairfield, Connecticut Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/08/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-07
S63 Uniform Securities Agent State Law Examination 2015-04-10
  • S65 Uniform Investment Adviser Law Examination
    2017-07-07
  • S63 Uniform Securities Agent State Law Examination
    2015-04-10
Other Names
  • Edward Paul Ragonnet
  • Edward Ragonnet

View on SEC IAPD

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