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125 South 4Th Street, Norfolk, NE 68701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2015-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Management Llc | Norfolk | NE | 05/2014 | Present |
WMH Rollover LLC - LLC - 125 S 4th Street Norfolk, NE - not investment related - member - 1 hour monthly/0 hours during security trading hours. Wealth Management Nebraska LLC - Corp - 125 S 4th Street Norfolk, NE - Business Development Manager - Approx. 160 hours monthly/Approx. 160 hours during securities trading hours. Sacred Heart Parish Endowment Board - not investment related - 204 S 5th Street Norfolk, NE - Board Member - Approx. 1 hours monthly/Approx. 0 hours during securities trading hours. Sacred Heart Parish Finance Committee not investment related - 204 S 5th Street Norfolk, NE - Board Member - Approx. 2 hours monthly/Approx. 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-03 |
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