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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd, Mesa, AZ 85201 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-05 |
| AZ | RA | APPROVED | 2015-05-08 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chandler Fire Health And Medical | Chandler | AZ | 03/2002 | 03/2022 |
| Galloway Asset Management, Llc | Mesa | AZ | 03/2015 | Present |
| Modern Wealth Management, Llc | Mesa | AZ | 08/2025 | Present |
1) Name and address of business: Public Safety Financial Insurance 1138 N Alma School Rd # 201 Mesa AZ 85201. The nature of the other business, including whether it is investment-related: Public Safety Financial Insurance is an insurance company. Yes, it is investment related. Your position, title, or association with the other business, including duties: Insurance agent with Public Safety Financial Insurance that is authorized to sell fixed annuities. The start date of your relationship with the other business: 03/10/2020. The approximate number of hours per month you devote to the other business: 2. The number of hours you devote to the other business during securities trading hours: 2; 2) Name of the other business: Myles Navarra LLC; the business is not investment-related; address of the other business: 25624 S 185th Place, Queen Creek, AZ 85142; the nature of the other business: Rental Properties; your position, title, or relationship with the other business: Owner/Landlord; start date of your relationship: August 31, 2023; approximate number of hours/month you devote to the other business: 2 Hour; number of hours you devote to the other business during securities trading hours: 0 hour; and briefly describe your duties relating to the other business: owner/landlord 3) Name of the other business: Flagstaff Beech LLC; the business is not investment-related; address of the other business: 25624 S 185th Place, Queen Creek, AZ 85142; the nature of the other business: Rental Properties; your position, title, or relationship with the other business: Owner; start date of your relationship: August 31, 2023; approximate number of hours/month you devote to the other business: 2 Hour; number of hours you devote to the other business during securities trading hours: 0 hour; and briefly describe your duties relating to the other business: owner 4) Name of the other business: Moses Vista LLC; the business is not investment-related; address of the other business: 25624 S 185th Place, Queen Creek, AZ 85142; the nature of the other business: Rental Properties; your position, title, or relationship with the other business: Owner/landlord; start date of your relationship: August 31, 2023; approximate number of hours/month you devote to the other business: 2 Hour; number of hours you devote to the other business during securities trading hours: 0 hour; and briefly describe your duties relating to the other business: owner/landlord 5) Name of the other business: Lincoln Rochester LLC; the business is not investment-related; address of the other business: 25624 S 185th Place, Queen Creek, AZ 85142; the nature of the other business: Rental Properties; your position, title, or relationship with the other business: Owner; start date of your relationship: August 31, 2023; approximate number of hours/month you devote to the other business: 2 Hour; number of hours you devote to the other business during securities trading hours: 0 hour; and briefly describe your duties relating to the other business: owner/landlord 6) Name of the other business: Lucky Six Consulting, LLC; the business is not investment-related; address of the other business: 25624 S 185th Place, Queen Creek, AZ 85142; the nature of the other business: Payroll administration for 1099 employee; your position, title, or relationship with the other business: Owner; start date of your relationship: July 1, 2020; approximate number of hours/month you devote to the other business: 2 Hour; number of hours you devote to the other business during securities trading hours: 0 hour; and briefly describe your duties relating to the other business: owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-17 |
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