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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-29
  • AZ RA
    APPROVED
    Since 2025-08-29

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

1138 N Alma School Rd, Mesa, AZ 85201 • United States

Public Safety Financial/Galloway

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-05
AZ RA APPROVED 2015-05-08
  • TX RA
    APPROVED_RES
    Since 2024-04-05
  • AZ RA
    APPROVED
    Since 2015-05-08

Branch Locations

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chandler Fire Health And Medical Chandler AZ 03/2002 03/2022
Galloway Asset Management, Llc Mesa AZ 03/2015 Present
Modern Wealth Management, Llc Mesa AZ 08/2025 Present
  • 03/2002 → 03/2022
    Chandler Fire Health And Medical
    Chandler, AZ
  • 03/2015 → Present
    Galloway Asset Management, Llc
    Mesa, AZ
  • 08/2025 → Present
    Mesa, AZ
Other Businesses

1) Name and address of business: Public Safety Financial Insurance 1138 N Alma School Rd # 201 Mesa AZ 85201. The nature of the other business, including whether it is investment-related: Public Safety Financial Insurance is an insurance company. Yes, it is investment related. Your position, title, or association with the other business, including duties: Insurance agent with Public Safety Financial Insurance that is authorized to sell fixed annuities. The start date of your relationship with the other business: 03/10/2020. The approximate number of hours per month you devote to the other business: 2. The number of hours you devote to the other business during securities trading hours: 2; 2) Name of the other business: Myles Navarra LLC; the business is not investment-related; address of the other business: 25624 S 185th Place, Queen Creek, AZ 85142; the nature of the other business: Rental Properties; your position, title, or relationship with the other business: Owner/Landlord; start date of your relationship: August 31, 2023; approximate number of hours/month you devote to the other business: 2 Hour; number of hours you devote to the other business during securities trading hours: 0 hour; and briefly describe your duties relating to the other business: owner/landlord 3) Name of the other business: Flagstaff Beech LLC; the business is not investment-related; address of the other business: 25624 S 185th Place, Queen Creek, AZ 85142; the nature of the other business: Rental Properties; your position, title, or relationship with the other business: Owner; start date of your relationship: August 31, 2023; approximate number of hours/month you devote to the other business: 2 Hour; number of hours you devote to the other business during securities trading hours: 0 hour; and briefly describe your duties relating to the other business: owner 4) Name of the other business: Moses Vista LLC; the business is not investment-related; address of the other business: 25624 S 185th Place, Queen Creek, AZ 85142; the nature of the other business: Rental Properties; your position, title, or relationship with the other business: Owner/landlord; start date of your relationship: August 31, 2023; approximate number of hours/month you devote to the other business: 2 Hour; number of hours you devote to the other business during securities trading hours: 0 hour; and briefly describe your duties relating to the other business: owner/landlord 5) Name of the other business: Lincoln Rochester LLC; the business is not investment-related; address of the other business: 25624 S 185th Place, Queen Creek, AZ 85142; the nature of the other business: Rental Properties; your position, title, or relationship with the other business: Owner; start date of your relationship: August 31, 2023; approximate number of hours/month you devote to the other business: 2 Hour; number of hours you devote to the other business during securities trading hours: 0 hour; and briefly describe your duties relating to the other business: owner/landlord 6) Name of the other business: Lucky Six Consulting, LLC; the business is not investment-related; address of the other business: 25624 S 185th Place, Queen Creek, AZ 85142; the nature of the other business: Payroll administration for 1099 employee; your position, title, or relationship with the other business: Owner; start date of your relationship: July 1, 2020; approximate number of hours/month you devote to the other business: 2 Hour; number of hours you devote to the other business during securities trading hours: 0 hour; and briefly describe your duties relating to the other business: owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-17
  • S65 Uniform Investment Adviser Law Examination
    2015-02-17
Other Names
  • Casey Johnston

View on SEC IAPD

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