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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2015-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2015 | 04/2017 |
| Northwestern Mutual Investment Services Llc | Bozeman | MT | 08/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2016 | 04/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2017 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2017 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 2. 34% OWNER, BAR W LLC, 84 ARROWHEAD TR, BOZEMAN, , MONTANA, 59718, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LAND OWNERSHIP. investment related. 4. 406 REFERRALS NETWORKING GROUP, FIDUCIARY CAPACITY, START DATE: 8/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MY RESPONSIBILITIES ARE SIMPLY TO HELP THE GROUP GET STARTED BY IDENTIFYING SPEAKERS FOR WEEKLY MEETINGS; NOT INVESTMENT-RELATED. 5. 100% OWNER, CWS HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/12/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+; ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-08 |
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