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Leeann Maxwell

Ballentine Partners

Rochester, NH

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Current Employers
Ballentine Partners

230 3Rd Avenue Suite 6, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-08-13
NH RA APPROVED 2022-02-22
  • MA RA
    APPROVED
    Since 2024-08-13
  • NH RA
    APPROVED
    Since 2022-02-22

Branch Locations

35 Industrial Way, Rochester, NH 03867 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed New Durham NH 04/2016 10/2016
Waddell And Reed, Inc Portsmouth NH 10/2016 07/2021
Various Insurance Carriers For W&R Insurance Agencies New Durham NH 10/2016 01/2022
Helena Mahoney Madbury NH 05/2017 05/2017
Blue Granite Financial, Inc (Dba) Madbury NH 05/2017 01/2022
Lisa Dale Madbury NH 01/2017 05/2017
Lisa Dale Cfp- Notary Madbury NH 01/2012 10/2020
Lpl Financial Llc Portsmouth NH 07/2021 01/2022
Ballentine Partners Rochester NH 02/2022 Present
  • 04/2016 → 10/2016
    Unemployed
    New Durham, NH
  • 10/2016 → 07/2021
    Waddell And Reed, Inc
    Portsmouth, NH
  • 10/2016 → 01/2022
    Various Insurance Carriers For W&R Insurance Agencies
    New Durham, NH
  • 05/2017 → 05/2017
    Helena Mahoney
    Madbury, NH
  • 05/2017 → 01/2022
    Blue Granite Financial, Inc (Dba)
    Madbury, NH
  • 01/2017 → 05/2017
    Lisa Dale
    Madbury, NH
  • 01/2012 → 10/2020
    Lisa Dale Cfp- Notary
    Madbury, NH
  • 07/2021 → 01/2022
    Lpl Financial Llc
    Portsmouth, NH
  • 02/2022 → Present
    Ballentine Partners
    Rochester, NH
Previous Registrations
  • 2021-07-21 → 2022-02-18
    Lpl Financial Llc
    Hamden, CT
    Portsmouth, NH
  • 2017-01-04 → 2021-07-21
    Waddell & Reed
    Dover, MA
    Portsmouth, NH
    Portsmouth, NH
    Hamden, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-04
S63 Uniform Securities Agent State Law Examination 2015-06-16
  • S66 Uniform Combined State Law Examination
    2017-01-04
  • S63 Uniform Securities Agent State Law Examination
    2015-06-16
Other Names
  • Leeann Turner

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENCE FINANCIAL ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
STRAIGHT FORWARD WEALTH MANAGEMENT, LLC
INTEGRITY ADVISORY SOLUTIONS
EDWARD JONES

Other Investors

Kevin Ryan
Luis Mauricio Trigueros
TAMMY LEE LAVERTUE
RICK LEE CRETEAU
JOHN RICHARD CRETEAU
RICHARD KENNETH HACKETT
JOHN RONALD LACHAPELLE
JARED BRANT KOELKER

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Rochester, NH
INDEPENDENCE FINANCIAL ADVISORS, LLC · Rochester, NH
AMERIPRISE FINANCIAL SERVICES, LLC · Rochester, NH
CETERA INVESTMENT ADVISERS LLC · ROCHESTER, NH
LPL FINANCIAL LLC · ROCHESTER, NH
STRAIGHT FORWARD WEALTH MANAGEMENT, LLC · ROCHESTER, NH
INTEGRITY ADVISORY SOLUTIONS · Rochester, NH
BALLENTINE PARTNERS · Rochester, NH

More in Rochester, NH

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