Mariano Cinardi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → 03/2025
  Wfg
  Oak Brook Terrace, IL
• 04/2009 → Present
  Iqua Holdings
  North Aurora, IL
• 01/2012 → 03/2025
  Transamerica Financial Advisors, Inc
  Oakbrook Terrace, IL
• 08/2012 → 03/2025
  Heartland Institute Of Financial Education
  Aurora, CO
• 11/2015 → 03/2025
  Wellpoint Llc
  Oakbrook Terrace, IL
• 11/2015 → Present
  Mmc Financial Llc
  Oakbrook, IL
• 01/2021 → 03/2025
  Mmc Health Insurance Solutions
  Bartlett, IL
• 01/2023 → Present
  Principal
  Des Moines, IA
• 10/2023 → Present
  Joint Civic Committee Of Italian Americans
  Stone Park, IL
• 04/2025 → Present
  Lpl Financial Llc
  Oak Brook, IL

Previous Registrations

• 2012-04-11 → 2025-04-03
  Transamerica Financial Advisors, Llc
  Oakbrook Terrace, IL

Other Businesses

1. 03/20/2025- MMC FINANCIAL LLC- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- IL 60103- Start Date 11/01/2015 2. 03/20/2025- Stratos Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 03/20/2025- Principal Life- Outside/W-2 Employment- Des Moines, IA 50392- Non Inv Rel- 40 Hrs Per Mnth- 12 Hrs During Trading- Start Date 01/23/2023 4. 03/20/2025- IQUA HOLDINGS- Real Estate Rental- North Aurora, IL 60542- Inv Rel- Start Date 11/01/2015 5. 03/20/2025- IQUA Inc- Business Entity For Tax/Investment Purposes Only- North Aurora, IL 60542- 1 Hrs Per Month- Start Date 04/01/2009 6. 01/20/2026- Cinardi Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/21/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-03-29
• S63 Uniform Securities Agent State Law Examination
  1999-01-25