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Thomas R Griffith

Brookstone Capital Management LLC

Wheaton, IL

Durham, NC

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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-07-26
MA RA APPROVED 2024-06-25
CA RA APPROVED 2023-12-06
NY RA APPROVED 2023-12-06
PA RA APPROVED 2023-12-06
SC RA APPROVED 2023-12-06
VA RA APPROVED 2023-12-06
WA RA APPROVED 2023-12-06
LA RA APPROVED 2023-06-29
FL RA APPROVED 2022-05-23
NC RA APPROVED 2022-01-19
TX RA APPROVED 2022-01-19
  • GA RA
    APPROVED
    Since 2024-07-26
  • MA RA
    APPROVED
    Since 2024-06-25
  • CA RA
    APPROVED
    Since 2023-12-06
  • NY RA
    APPROVED
    Since 2023-12-06
  • PA RA
    APPROVED
    Since 2023-12-06
  • SC RA
    APPROVED
    Since 2023-12-06
  • VA RA
    APPROVED
    Since 2023-12-06
  • WA RA
    APPROVED
    Since 2023-12-06
  • LA RA
    APPROVED
    Since 2023-06-29
  • FL RA
    APPROVED
    Since 2022-05-23
  • NC RA
    APPROVED
    Since 2022-01-19
  • TX RA
    APPROVED
    Since 2022-01-19

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

2530 Meridian Parkway Suite 100, Durham, NC 27713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cardinal Retirement Planning, Inc. Durham NC 03/2015 06/2021
Gradient Investments, Llc Arden Hills MN 03/2015 06/2021
H.E. Scheil & Associates, Inc. Durham NC 05/2014 Present
Insurance Advisor Associates, Inc. Durham NC 08/2017 12/2022
Brookstone Capital Management Wheaton IL 01/2022 Present
  • 03/2015 → 06/2021
    Cardinal Retirement Planning, Inc.
    Durham, NC
  • 03/2015 → 06/2021
    Gradient Investments, Llc
    Arden Hills, MN
  • 05/2014 → Present
    H.E. Scheil & Associates, Inc.
    Durham, NC
  • 08/2017 → 12/2022
    Insurance Advisor Associates, Inc.
    Durham, NC
  • 01/2022 → Present
    Brookstone Capital Management
    Wheaton, IL
Previous Registrations
Other Businesses

1. H.E. SCHEIL & ASSOCIATES, INC.; MANAGER/INSURANCE AGENT; DURHAM, NC; 05/2014; APPROXIMATELY 80% OF TIME SPENT IN THIS BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-03
  • S65 Uniform Investment Adviser Law Examination
    2015-03-03
Designations
Other Names
  • Tom Griffith

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL
EDWARD JONES · WHEATON, IL

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