Peiyi Lin

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-06-14
CA	RA	APPROVED	2022-05-28

TX RA
APPROVED

Since 2022-06-14
CA RA
APPROVED

Since 2022-05-28

Branch Locations

411 Borel Avenue Suite 220, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	San Mateo	CA	05/2021	Present
Citibank, N.A.	Newark	CA	03/2018	05/2021
Old Republic Title Company	Castro Valley	CA	07/2015	03/2018

05/2021 → Present

Morgan Stanley Smith Barney Llc

San Mateo, CA
03/2018 → 05/2021

Citibank, N.A.

Newark, CA
07/2015 → 03/2018

Old Republic Title Company

Castro Valley, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-28

S66 Uniform Combined State Law Examination

2022-05-28

View on SEC IAPD

Other Firms

NEWFRONT RETIREMENT SERVICES, INC.

ESO MANAGEMENT SERVICES LLC

FARMERS ASSET MANAGEMENT, LLC

EAGLE STRATEGIES LLC

LPL FINANCIAL LLC

FISHER INVESTMENTS

TRANSAMERICA FINANCIAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

MARCOS D PASTRANA

DEAN ALAN BECKER

SCOTT BARTLETT MCCLOSKEY

CHRISTIAN MICHAEL BRETZ

CHRISTOPHER JAMES CALL

CLAY DEAN WILLIAM STAFFORD

Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA

ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA

FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA

EAGLE STRATEGIES LLC · SAN MATEO, CA

LPL FINANCIAL LLC · SAN MATEO, CA

FISHER INVESTMENTS · SAN MATEO, CA

FISHER INVESTMENTS · SAN MATEO, CA

FISHER INVESTMENTS · SAN MATEO, CA

More in San Mateo, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor