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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-22 |
| CA | RA | APPROVED | 2020-10-28 |
Branch Locations
620 Newport Center Drive Suite 1030, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Upland | CA | 05/2017 | 09/2020 |
| California State University Fullerton | Fullerton | CA | 01/2015 | 05/2017 |
| Dh Financial & Insurance Services | Upland | CA | 01/2017 | 09/2020 |
| Nylife Securities Llc | San Dimas | CA | 08/2015 | 03/2017 |
| Eagle Strategies Llc | Upland | CA | 10/2017 | 09/2020 |
| Mercer Global Advisors Inc. | Newport Beach | CA | 10/2020 | 08/2021 |
| Mercer Global Advisors Inc. | Newport Beach | CA | 08/2021 | 12/2025 |
| New York Life | Newport Beach | CA | 01/2015 | 03/2017 |
| Mercer Global Advisors Inc. | Newport Beach | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-27 |
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