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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-22
TX RA APPROVED 2023-06-19
  • AZ RA
    APPROVED
    Since 2023-06-22
  • TX RA
    APPROVED
    Since 2023-06-19

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Palo Alto CA 05/2018 06/2020
Jpmorgan Securities Llc Palo Alto CA 05/2018 06/2020
Jpmorgan Chase & Co Phoenix AZ 02/2017 05/2018
Riot Hospitality Group Tempe AZ 09/2016 01/2017
Jpmorgan Chase Bank, N.A. Phoenix AZ 02/2017 Present
J.P. Morgan Securities Llc Phoenix AZ 07/2020 Present
Roosevelt 1 Llc Scottsdale AZ 02/2020 03/2021
Canyon Capital Group Llc Scottsdale AZ 03/2021 Present
  • 05/2018 → 06/2020
    Jpmorgan Chase Bank Na
    Palo Alto, CA
  • 05/2018 → 06/2020
    Jpmorgan Securities Llc
    Palo Alto, CA
  • 02/2017 → 05/2018
    Jpmorgan Chase & Co
    Phoenix, AZ
  • 09/2016 → 01/2017
    Riot Hospitality Group
    Tempe, AZ
  • 02/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Phoenix, AZ
  • 07/2020 → Present
    Phoenix, AZ
  • 02/2020 → 03/2021
    Roosevelt 1 Llc
    Scottsdale, AZ
  • 03/2021 → Present
    Canyon Capital Group Llc
    Scottsdale, AZ
Other Businesses

Entity Name: Canyon Capital Group LLC Investment related: No Address: 7537 E. Latham Street Scottsdale, AZ 85257 Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 03/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner. Not similar to JPMC role

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-19
S63 Uniform Securities Agent State Law Examination 2018-08-17
  • S65 Uniform Investment Adviser Law Examination
    2023-06-19
  • S63 Uniform Securities Agent State Law Examination
    2018-08-17

View on SEC IAPD

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