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Rebecca Ann Roh

Edward Jones

Taos, NM

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-04
NM RA APPROVED 2019-11-07
  • TX RA
    APPROVED
    Since 2020-03-04
  • NM RA
    APPROVED
    Since 2019-11-07

Branch Locations

707 Paseo Del Pueblo Sur, Taos, NM 87571 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Taos NM 03/2015 07/2019
Edward Jones St Louis MO 07/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-05
  • S66 Uniform Combined State Law Examination
    2019-11-05
Other Names
  • Becky Ann Roh

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ANNAPURNA CAPITAL GP, LLC

Other Investors

WANDA REBECCA LUCERO
DAVIN TODD SCHULER
JENNY L LANCASTER
Scott Alan McAdams
Patrick David Nicholson
Paul M Sands

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Taos, NM
LPL FINANCIAL LLC · TAOS, NM
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Taos, NM
EDWARD JONES · EL PRADO, NM
ANNAPURNA CAPITAL GP, LLC · TAOS, NM

More in Taos, NM

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