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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2019-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Taos | NM | 05/2018 | Present |
| Peoples Bank | Taos | NM | 07/2014 | Present |
1. 5/2/2019 - Peoples Investment Professionals - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2018 - 1 Hour Per Month During Securities Trading. 2. 01/06/2023 - Monat - Not Investment Related - 29 Medina Ln, Taos, NM 87571 - Direct Sales - Market Partner - Start Date: 08/29/2022 - 5 Hours Per Month/3 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-27 |
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